Australian Securities and Investments Commission Convicts a Former Director of Breaching Directors’ Duties (Criminal Offence)
The Stock Exchange of Hong Kong Limited Implements Disciplinary Action Against Xinming China Holdings Limited (Stock Code: 2699) and its Executive Director
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of China Huiyuan Juice Group Limited (Stock Code: 1886)
Hong Kong Securities and Futures Commission Bans Yung Lap Hong for Life
Hong Kong Eastern Magistrates’ Court Sentenced the Company Secretary of China Automation Group Limited to 45 days of Imprisonment for Insider Dealing
Hong Kong Court of First Instance Upholds Jail Sentence Against Former GEM-listed Group Finance Manager for Insider Dealing
U.S. Commodity Futures Trading Commission Approves NFA’s Swap Dealer Capital Model Review Program
U.S. Commodity Futures Trading Commission and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties
U.S. Securities and Exchange Commission Charges Deutsche Bank With FCPA Violations Related to Third-Party Intermediaries
U.S. Securities and Exchange Commission Charges Real Estate Fund Manager With Misappropriating Over US$7 Million From Retail Investors
Stepping up Regulation with Zero Tolerance for Violations – Overview of Shenzhen Stock Exchange’s Disciplinary Punishment in 2020
Shenzhen Stock Exchange Deepens Blockchain Cooperation with a Number of Equity Exchanges
Promote High-quality Development of Innovation-oriented Enterprises and Startups with Information Disclosure at the Core — Shenzhen Stock Exchange Releases Guidelines for Information Disclosure by the Communications Industry and the Cybersecurity Industry Listed on the ChiNext Board
Stepping up Regulation to Continuously Improve Information Disclosure of Listed Companies – Shenzhen Stock Exchange Publishes the Information Disclosure Guidelines for Five Industries Including Food & Liquor Making, Electric Power and Automobile Manufacturing
The China Securities Regulatory Commission issued the “Regulations on Strengthening the Supervision of Private Investment Funds”
The China Securities Regulatory Commission issued the “Administrative Measures for Convertible Corporate Bonds”
Handling Violations of Bond-related Regulations and Safeguarding the High-Quality Development of The Bond Market with the “Zero Tolerance” Policy – The Shanghai Stock Exchange Publicly Condemns Brilliance Group and Relevant Persons Responsible
Financial Conduct Authority of the United Kingdom Agrees MoUs with European Authorities in the Areas of Securities, Insurance and Pensions, and Banking
Financial Conduct Authority of the United Kingdom Warns Consumers of the Risks of Investments Advertising High Returns Based on Cryptoassets
Singapore Exchange Reports Market Statistics for December 2020
Singapore Exchange Regulation Enhances Rules on Auditors, Valuers and Valuation Reports
Singapore Exchange Appoints Herry Cho as New Head of Sustainability and Sustainable Finance
Australian Securities and Investments Commission Approves Variations to the Banking Code of Practice