Financial Services Regulatory Update 2020/11/27

  • The European Union’s New Rules for a Single European Crowdfunding Framework
  • The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Centron Telecom International Holding Limited (In Provisional Liquidation) (Stock Code: 1155)
  • The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Chong Sing Holdings Fintech Group Limited (In Official Liquidation) (Stock Code: 8207)
  • The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of DBA Telecommunication (Asia) Holdings Limited (Stock Code: 3335)
  • Hong Kong Exchanges and Clearing Limited Releases Cash Market Transaction Survey 2019
  • Hong Kong Exchanges and Clearing Limited to Introduce Synapse, a Settlement Acceleration Platform for Stock Connect
  • Hong Kong Exchanges and Clearing Limited Seeks Views on New Proposal to Modernise Hong Kong IPO Settlement Process
  • Hong Kong Securities and Futures Commission Bans Pang Hon Pan for 21 Months
  • Hong Kong Securities and Futures Commission Bans Chan Shun King for 24 Months
  • Hong Kong Securities and Futures Commission and Israel Securities Authority Sign Fintech Cooperation Agreement
  • U.S. Commodity Futures Trading Commission Unanimously Approves Final Rule for Granting Exemptions from Derivatives Clearing Organization Registration
  • U.S. Commodity Futures Trading Commission Unanimously Approves Final Rule Amending Swap Execution Facility Requirements
  • U.S. Securities and Exchange Commission Adopts Rules to Facilitate Electronic Submission of Documents to the Agency
  • U.S. Securities and Exchange Commission Adopts Amendments to Modernize and Enhance Management’s Discussion and Analysis (MD&A) and other Financial Disclosures
  • U.S. Securities and Exchange Commission Proposes Temporary Rules to Facilitate Measured Participation by Certain “Platform Workers” in Compensatory Offerings Under Rule 701 and Form S-8
  • U.S. Securities and Exchange Commission Proposes Amendments to Modernize Framework for Securities Offerings and Sales to Workers
  • Australian Securities and Investments Commission Urges Insurers to Respond to New Accounting Standard
  • Joint Statement on the Implementation of Prudential Reforms in the Financial Services Bill
  • Financial Conduct Authority of the United Kingdom Warns Firms to Be Responsible When Handling Client Data
  • HM Treasury, Bank of England and Financial Conduct Authority of the United Kingdom Convene Working Group to Facilitate Investment in Productive Finance
  • Financial Conduct Authority of the United Kingdom Announces Benefits of New Data Collection Platform RegData
  • Monetary Authority of Singapore Enhances RMB Liquidity Through a New RMB 25 Billion Initiative for Banks
  • Monetary Authority of Singapore Launches World’s First Grant Scheme to Support Green and Sustainability-Linked Loans
  • Association of Banks in Singapore and Singapore Exchange Regulation Enhance Due Diligence Standards
  • Shenzhen Stock Exchange Establishes the 1st Accounting Advisory Committee to Build Market Synergy and Improve Quality of Financial Information Disclosure in Capital Market
  • Questions & Answers on the Guidelines of Shanghai Stock Exchange No. 3 for the Application of Self-Regulation Rules for Listed Companies – Classified Supervision and Administration of Information Disclosure
  • Officials from Relevant Departments of the China Securities Regulatory Commission Answers Reporter’s Questions Regarding Audit Oversight Cooperation with the U.S.
  • Chengdu Huaze Cobalt and Nickel Material Co., Ltd. Violates the Laws and Regulations on Important Information Disclosure
FS_Regulatory_Update_JML_20201127

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