U.S. Securities and Exchange Commission Awards Over US$28 Million to a Whistleblower – Outline of the U.S. Whistleblower Program
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Tenwow International Holdings Limited (In Provisional Liquidation) (Stock Code: 1219)
The Hong Kong Exchange and Clearing Limited Introduces Futures and Options on Hang Seng TECH Index
The Stock Exchange of Hong Kong Limited Publishes Consultation Conclusions on Corporate Weighted Voting Rights
The Stock Exchange of Hong Kong Limited Announces the Cancellation of Listing of Boshiwa International Holding Limited (Provisional Liquidators Appointed) (Stock Code: 1698)
Hong Kong Securities and Futures Commission Issues Statement on U.S. Sanctions
Zeng Lingxi Pleads Not Guilty to Charges of Obstructing the Hong Kong Securities and Futures Commission’s Search Operation
Hong Kong Securities and Futures Commission Reprimands and Fines Credit Suisse (Hong Kong) Limited HK$2.1 million over Breaches of Electronic Trading Requirements
Hong Kong Securities and Futures Commission Publicly Censures Ngai Lai Ha and Imposes a Cold-shoulder Order for Breach of the Takeovers Code’s Mandatory General Offer Obligation
U.S. Commodity Futures Trading Commission Exempts Additional Singapore Recognized Market Operators from Swap Execution Facility Registration Requirements
U.S. Commodity Futures Trading Commission Expands its Part 30 Exemptive Program to Improve Global Market Access for U.S. Customers
U.S. Federal Court Orders a Company and its Principal to Pay Over US$900,000 for Digital Asset and Forex Ponzi Scheme
U.S. Securities and Exchange Commission Harmonizes and Improves “Patchwork” Exempt Offering Framework
U.S. Securities and Exchange Commission Publishes Notice of German Substituted Compliance Application and Proposed Order
The Australian Financial Services Royal Commission‘s Reforms Postponed for Six Months Due to the Pandemic
Australian Securities and Investments Commission to Further Extend Financial Reporting Deadlines for Listed and Unlisted Entities and Amends ‘No Action’ Position for AGMs
Financial Conduct Authority of the United Kingdom Announces Changes to Open Banking Identification Requirements
Financial Conduct Authority of the United Kingdom Bans Three Individuals from Working in the Financial Services Industry for Non-Financial Misconduct
Monetary Authority of Singapore Steps Up Enforcement Actions Against Market Abuse and Financial Misconduct
Bank Indonesia and Monetary Authority of Singapore Extend Bilateral Financial Arrangement
Monetary Authority of Singapore Launches Productivity Solutions Grant to Help Small Financial Institutions Adopt Digital Solutions for Data Reporting
Singapore Exchange Expands Clearing Relationship with CME Group, Adding Pan-Asia Benchmark Equity Derivatives to Mutual Offset Link
Ant Group Co., Ltd. Decides to Suspend its Listing on the Science and Technology Innovation Board
Jiangsu Yabaite Technologies Co., Ltd. Commits the Crime of Illegal Disclosure of Important Information
Shanghai Stock Exchange Responds to Questions from the Press on Guidelines No.1 on the Application of Securities Trading Rules of the Shanghai Stock Exchange for Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors
Shenzhen Stock Exchange Revises and Releases Implementation Rules for QFIIs and RQFIIs to Further Promote High-level Opening-up of the Capital Market
The Shanghai Stock Exchange formulates the Three-year Action Plan for Improving the Quality of Companies Listed on the Shanghai Stock Exchange