The Stock Exchange of Hong Kong Limited Issues Consultation Paper on Review of Listing Rules relating to Disciplinary Powers and Sanctions
The Stock Exchange of Hong Kong Limited Issues Consultation Conclusions on Review of Chapter 37 (Debt Issues to Professional Investors Only) and Guidance on Disclosures in Listing Documents and Continuing Obligations under Chapter 37 (Debt Issues to Professional Investors Only)
Hong Kong Exchanges and Clearing Limited Launches New Products and Microstructure Enhancements to Its MSCI Index Derivatives Suite
Hong Kong Securities and Futures Commission Issues Quarterly Report
Hong Kong Securities and Futures Commission Statement on Sanctions Imposed by the U.S. Government
Hong Kong Securities and Futures Commission Issues Restriction Notices to Two Brokers to Freeze Client Accounts Linked to Suspected Market Manipulation
Hong Kong Securities and Futures Commission Issues Statement on Next Digital Limited
Hong Kong Securities and Futures Commission Commences Criminal Prosecution on Market Manipulation of Shares of Ching Lee Holdings Limited
U.S. Commodity Futures Trading Commission Unanimously Approves Proposals Amending Margin Requirements for Swap Dealers and Major Swap Participants
U.S. Commodity Futures Trading Commission Orders The Bank of Nova Scotia to Pay US$127.4 Million for Spoofing, False Statements, Compliance and Supervision Violations
U.S. Commodity Futures Trading Commission Orders Interactive Brokers LLC to Pay More Than US$12 Million for Anti-Money Laundering and Supervision Violations
U.S. Securities and Exchange Commission Charges Issuer and CEO With Misrepresenting Platform Technology in Fraudulent ICO
U.S. Securities and Exchange Commission Charges Hertz’s Former CEO With Aiding and Abetting Company’s Financial Reporting and Disclosure Violations
U.S. Securities and Exchange Commission Adopts Requirements to Ensure Public Notice, Comment, and Approval Prior to Effectiveness of NMS Plan Fees
Singapore Exchange Significantly Expands All-Asia Waterfront for Equity Derivatives
Australian Securities and Investments Commission Manages Transition to New Regulatory Regime for Litigation Funding Schemes
The Supreme People’s Court of the People’s Republic of China issues the Opinions on Providing Judicial Safeguard to the Reform of the ChiNext Board and the Pilot Project of the Registration-based IPO System
Officials from Relevant Departments of the China Securities Regulatory Commission Answered Reporter Questions regarding the “Report on Protecting United States Investors from Significant Risks from Chinese Companies” by the U.S. President’s Working Group on Financial Markets