Hong Kong Securities and Futures Commission Publishes Issue No.53 Takeovers Bulletin
Hong Kong Securities and Futures Commission Commences False Trading Prosecution Against Retail Investor
Hong Kong Securities and Futures Commission Bans Lai Wing Fat for 20 Months for Breaches of the Code of Conduct
Hong Kong Securities and Futures Commission Publishes Review of The Stock Exchange of Hong Kong Limited’s Performance in Regulating Listing Matters
Hong Kong Securities and Futures Commission Publishes Annual Report 2019-20
The Listing Committee of The Stock Exchange of Hong Kong Limited Censures State Energy Group International Assets Holdings Limited (Stock Code: 918) and Mr Zhou Xin Yu for breaching the Listing Rules and/or the Director’s Undertaking
The People’s Bank of China, the Hong Kong Monetary Authority, and the Monetary Authority of Macao Issued Joint Announcement on the Launch of the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Hong Kong Competition Commission Publishes Policy on Recommended Pecuniary Penalties for Anti-Competitive Conduct
Hong Kong Competition Tribunal Hands Down its First Judgment on Pecuniary Penalties Against Ten Construction and Engineering Companies in a Cartel Case
Hong Kong Eastern Magistrates’ Court Convicts and Fines Former Officer of Wonderful Wealth Group Limited for Unlicensed Activities
Shenzhen Stock Exchange Publishes Listed Companies Non-compliance Punishment Standards to Promote ChiNext Reform and Pilot Registration-based IPO System
Shanghai Stock Exchange Releases Relevant Rules for Refinancing on SSE STAR Market
Shanghai Stock Exchange Releases Detailed Implementation Rules for Shareholders of Companies Listed on SSE STAR Market to Reduce Shareholding through Inquiry Transfer and Placement to Specific Institutional Investors
U.S. Securities and Exchange Commission Charges Telegram to Return US$1.2 Billion to Investors and Pay US$18.5 Million Penalty
U.S. Securities and Exchange Commission Updates Filing Threshold to Rule 17h Reporting Requirements for Broker-Dealers
U.S. Securities and Exchange Commission Amends Exemptive Applications Procedures
A Joint Investigation into Citadelle and Senjo Launched by Commercial Affairs Department of Singapore Police Force and Monetary Authority of Singapore Following Review of Developments Relating to Wirecard
Australian Securities and Investments Commission Issues No-action Position to Allow Right-of-use Lease Assets to Count in Satisfying AFS Licensee Requirements
The Climate Financial Risk Forum Publishes Guide to Help the Financial Industry Address Climate-related Financial Risks
Financial Conduct Authority of the United Kingdom Confirms Further Support for Consumer Credit Customers