Financial Services Regulatory Update 2020/02/07

  • Hong Kong Securities and Futures Commission and The Stock Exchange of Hong Kong Limited Issue Joint Statement in relation to Results Announcements in light of Travel Restrictions related to the Severe Respiratory Disease associated with a Novel Infectious Agent
  • The Stock Exchange of Hong Kong Limited Publishes Results of Latest Review of Issuers’ Annual Report Disclosure
  • Shenzhen Stock Exchange Issues Notice on Supporting Listed Companies and Other Market Entities to Combat Novel Coronavirus-caused Pneumonia
  • Hong Kong Securities and Futures Commission to Commence Proceedings for Suspected Market Manipulation in the Shares of China Ding Yi Feng and Lifts Trading Suspension
  • Hong Kong Securities and Futures Commission Issues Restriction Notice to a Broker to Freeze Client Accounts Linked to Suspected Market Manipulation
  • The Stock Exchange of Hong Kong Limited Publishes Consultation Paper on Corporate WVR Beneficiaries
  • U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations Publishes Observations on Cybersecurity and Resiliency Practices
  • U.S. Securities and Exchange Commission Proposes Amendments to Modernize and Enhance Financial Disclosures
  • Hong Kong Securities and Futures Commission Highlights Importance of Risk Management
  • China’s Foreign Investment Law and Implementing Regulations Come into Effect on January 1, 2020
  • Hong Kong Securities and Futures Commission Suspends Shiu Yau Wah for Five Months
  • Hong Kong Securities and Futures Commission Bans Christopher Tse for 12 Months
  • The Stock Exchange of Hong Kong Limited Announces Cancellation of Listing of China Animal Healthcare Ltd. (Stock code: 940)
  • The Stock Exchange of Hong Kong Limited Announces Cancellation of Listing of Midas Holdings Limited (in Liquidation in Singapore) (Stock code: 1021)
  • The Stock Exchange of Hong Kong Limited Announces Cancellation of Listing of Ding He Mining Holdings Limited (in liquidation) (Stock code: 705)
  • Overview of Shenzhen Stock Exchange’s M&A and Reorganization and Regulation Services in 2019
  • The First Government Bonds in Guangdong Province in 2020 Successfully Issued on Shenzhen Stock Exchange
  • Overview of the Refinancing Market of Shenzhen Stock Exchange in 2019
  • Overview of Equity Incentive Plans and Employee Stock Ownership Plans of SZSE-listed Companies in 2019
  • Shanghai Stock Exchange Reports on Dealing with SSE-listed Companies’ Violations in Information Disclosure in 2019
  • China’s Ministry of Science and Technology and Shanghai Stock Exchange Sign MOU on Deepening FinTech Integration
  • The Financial Conduct Authority of the United Kingdom Introduces New Overdraft Rules which Mean 7 out of 10 People will be Better off or See No Change
FS_Regulatory_Update_JML_20200207

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