Hong Kong Securities and Futures Commission Provides Licensing Guidance for Private Equity Firms and Family Offices
OTC Clearing Hong Kong Limited Obtains License From Financial Services Agency of Japan
Hong Kong Securities and Futures Commission Lifts Suspension of UBS Securities Hong Kong Limited Acting as Sponsor
U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations Announces 2020 Examination Priorities
Shenzhen Stock Exchange Holds the “Media Visiting SZSE” Exchange Meeting on Regulation of Listed Companies
China Securities Depository and Clearing Corporation Limited and Shenzhen Stock Exchange Jointly Issues the Implementation Rules for H-shares “Full Circulation” Business
Shenzhen Stock Exchange Issues the CNI Dhaka Selected Index to Promote the Deepening Cooperation Between China-Bangladesh Capital Markets
Shenzhen Stock Exchange Issues the CNI Nanshan 50 Index
Summary of Disciplinary Actions of Shenzhen Stock Exchange in 2019
Shenzhen Stock Exchange Holds the 2019 Bond Market Regulation Symposium
Shenzhen Stock Exchange Holds the Symposium on ETF Market Development in 2020
New Market Surveillance System of Shanghai Stock Exchange Put into Use
Financial Conduct Authority of the United Kingdom Proposes to Reform the Easy Access Cash Savings Market to Help Customers Get Better Rates for Cash Savings
Australian Securities and Investments Commission Encourages Fair and Effective Insurance Claims Handling for People Affected by the Bushfires – Warns against Unscrupulous “Service Providers”