Stock Exchange of Thailand Welcomes the First Hang Seng Index Derivative Warrants in Thailand
Hong Kong Securities and Futures Commission and Independent Commission Against Corruption Sign Memorandum of Understanding to Strengthen Cooperation in Combating Financial Crime
Hong Kong Securities and Futures Commission Issues Circular to Licensed Corporations on Managing the Liquidity Risk of Funds
Hong Kong Securities and Futures Commission Bans Samuel Lee Kwok Tung for Eight Months
High Court Extends Interim Injunctions Freezing Assets of Suspected Manipulators of GEM Stock in A Prosecution Brought by Hong Kong Securities and Futures Commission
Hong Kong Monetary Authority Issues Circular on One-year Extension of the Final Implementation Phase of the Margin Requirements for Non-centrally Cleared Derivatives
Hong Kong Monetary Authority Updates Requirements for Opening of Accounts Following Amendments to Paragraph 5.1 of the Code of Conduct
Hong Kong Monetary Authority Provides Liquidity Facilities Framework for Banks
Hong Kong Exchanges and Clearing Limited Consults Market on Proposed Microstructure Enhancements in the Securities Market
The Stock Exchange of Hong Kong Limited Issues Announcement in Relation to the Matter of Shenji Group Kunming Machine Tool Company Limited Cancellation of Listing
The Stock Exchange of Hong Kong Limited Issues Announcement in Relation to the Matter of Zhejiang Prospect Company Limited Cancellation of Listing
Cantor Fitzgerald & Co. and BMO Capital Markets Corporation Settle U.S. Securities and Exchange Commission’s Charges for Improper Handling of American Depositary Receipts
U.S. Securities and Exchange Commission Charges ICO Rating with Failing to Disclose it was Paid to Tout Digital Assets
U.S. Securities and Exchange Commission Charges RSM US LLP with Violating Auditor Independence Rules
Financial Conduct Authority of the United Kingdom Agrees Plan for a Phased Implementation of Strong Customer Authentication
Financial Conduct Authority of United Kingdom Requests Claims Management Companies to Raise Advertising Standards
Singapore Cryptocurrency and Blockchain Industry Association Launches Four-week Public Consultation on Code of Practice for the Digital Asset Industry
China Announces to Build Shenzhen into Socialist Demonstration Area
China Unveils New Financial Opening-up Measures
China Securities Regulatory Commission Releases the Revised Measures for the Administration of Representative Offices of Foreign Stock and Futures Exchanges in China
Australian Securities and Investments Commission Action Leads to Allianz Australia Insurance Limited Refunding over AUD8 Million in Consumer Credit Insurance Premiums and Fees
Australian Securities and Investments Commission Updates Guidance on Climate Change Related Disclosure
Australian Securities and Investments Commission Proposes Ban on the Sale of Binary Options to Retail Clients and Restrictions on the Sale of Contracts for Differences
Shanghai Stock Exchange Answers Questions on Operation of STAR Market in First Month of Trading
Shanghai Stock Exchange Reports on Actions against Listed Companies’ Violations in Information Disclosure in H1 2019
Shenzhen Stock Exchange Reports Punishments for Violations of Listed Companies in 2019
Canadian Securities Administrators Issues Guidance on Climate Changed-related Disclosure
Cyprus Securities and Exchange Commission Provides Guidance on Treatment of the Additional Cash Buffer of Investors Compensation Fund