The Stock Exchange of Hong Kong Limited Imposes Specific Suspension Requirements for Listed Issuers with Disclaimer or Adverse Audit Opinions on their Financial Statements
Hong Kong Securities and Futures Commission and the Dutch Authority for the Financial Markets Sign Memorandum of Understanding on Netherlands-Hong Kong Mutual Recognition of Funds
Hong Kong Securities and Futures Commission Issues Circular on Recent Inspection Findings Related to Client Facilitation
Hong Kong Securities and Futures Commission and Independent Commission Against Corruption Operation Leads to Charging of Ex-Convoy Global Holdings Limited Director Cho Kwai Chee
Hong Kong Securities and Futures Commission Suspends Gransing Securities Co., Limited’s Chairperson Oei Hong Eng for Eight Months
Hong Kong Securities and Futures Commission Bans a Former Licensed Representative of China Galaxy International Securities (Hong Kong) Co., Limited for 30 Months
Hong Kong Monetary Authority Grants Stored Value Facility Licenses
Hong Kong Monetary Authority and Bank of Thailand Sign Memorandum to Foster Fintech Collaboration
The Listing Committee of Stock Exchange of Hong Kong Limited Censures GT Group Holdings Limited and a Number of its Current and Former Directors for Breaching the Listing Rules and/or the Director’s Undertaking
The Stock Exchange of Hong Kong Limited’s Announcement – in Relation to the Matter of China Huishan Dairy Holdings Company Limited (Provisional Liquidators Appointed) Proceeding to Third Stage of Delisting Procedures
The Listing Committee of Stock Exchange of Hong Kong Limited Censures Weiqiao Textile Company Limited and Three of its Current Directors for Breaching the Listing Rules and/or the Director’s Undertaking
The Stock Exchange of Hong Kong Limited Seeks Views on Strengthening ESG Rules and Publishes Guidance Materials on ESG and Gender Diversity
Insurance Authority of Hong Kong Commences Direct Regulation over Insurance Intermediaries on September 23, 2019
Hong Kong Competition Commission Welcomes Judgments in Hong Kong’s First Two Competition Cases
Hong Kong Competition Commission Publishes Cooperation and Settlement Policy
U.S. Securities and Exchange Commission Proposes Amendments to More Appropriately Tailor the Accelerated and Large Accelerated Filer Definitions
U.S. Securities and Exchange Commission Proposes Actions to Improve Cross-Border Application of Security-Based Swap Requirements
Competition and Markets Authority of the United Kingdom Launches Inquiry Relating to the Anticipated Acquisition of First Data Corporation by Fiserv, Inc.
People’s Bank of China and Monetary Authority of Singapore Renew Bilateral Currency Swap Arrangement
Monetary Authority of Singapore and Asia-Pacific Future Financial Research Institute Co-operate to Promote FinTech Innovation
Singapore Exchange Updates Rules on Securities Trading and Market Practices
Singapore Exchange Launches Securities Market “Trade at Close” Session
Keynote Remarks by Loh Boon Chye, Singapore Exchange CEO, at REITs Symposium 2019 on the Development of Singapore REITs
European Parliament Adopts New Whistle-blowers Rules
European Securities and Markets Authority Issues Two Positive Opinions on National Product Intervention Measures Relating to Binary Options and Contracts for Differences
European Securities and Markets Authority Announces Public Consultation by the Working Group on Euro Risk-free Rates on the Euro Overnight Index Average to Euro Short-term Rate Legal Action Plan
European Commission Fines Barclays, RBS, Citigroup, JPMorgan and MUFG Bank €1.07 Billion for Participating in Foreign Exchange Spot Trading Cartel
China Releases Notice on Conducting the Joint Reporting of Annual Investments and Operations Information of Foreign-Invested Enterprises in 2019
Shenzhen Stock Exchange and China Energy Investment Corporation Co., Ltd. Deepen Cooperation
Shenzhen Stock Exchange Publishes Guidance on Disclosure of Restructuring Information to Implement Market-oriented Reforms in Merger and Acquisitions and Restructurings
Australian Securities and Investments Commission Revokes Dual Authorization of 58 Australian Finance Services License Holders
Australian Securities and Investments Commission Consults on Lifting Standards and Transparency of Complaints Handling
Asia-Pacific Economic Cooperation Launches Digital Economy Partnership Agreement Negotiations
Cyprus Securities and Exchange Commission Issues Circular on Automated Screening Systems to Enhance Customer Due Diligence Measures
Cyprus Securities and Exchange Commission Issues Directive for the Prevention and Suppression of Money Laundering and Terrorist Financing
Cyprus Securities and Exchange Commission Issues Findings of Desk-based Reviews Regarding Capital Adequacy Forms
Belgian Real Estate Investment Trusts Allows to Raise Capital Through Accelerated Bookbuild
Nordic and Baltic Financial Supervisors Enhance Cooperation to Fight Money Laundering
Autorité des Marchés Financiers and Israel Securities Authority Sign Cooperation Agreement to Encourage Innovation
Abu Dhabi Global Market Enhances Guidance on Regulation of Crypto Asset Activities
Isle of Man Financial Services Authority Issues Consultation Responses in respect of the draft Insurance (Group Supervision) Regulations 2019 and the draft Corporate Governance Code of Practice for Designated Insurers
Vietnam Issues Guidelines on the Initial Public Offering of Shares and Transfer of State Capital by Book Building Method
The Memorandum of Understanding on Mutual Recognition of Funds between Hong Kong Securities and Futures Commission and Financial Conduct Authority of the United Kingdom is Revised
Futures Trader Convicted of Market Manipulation in a Prosecution Brought by Hong Kong Securities and Futures Commission
HKSAR Government Offers Inaugural Green Bond
Hong Kong Exchanges and Clearing Limited Extends After-hours Trading Session on June 17, 2019
Citibank (Hong Kong) Limited is Convicted of Direct Marketing Offense Stemming from a Complaint Received by the Office of the Privacy Commissioner for Personal Data, Hong Kong
Commissions Enhanced Multilateral Memorandum of Understanding Concerning Cross-Border Enforcement
U.S. Securities and Exchange Commission Obtains Emergency Order Halting Alleged Diamond-Related ICO Scheme Targeting Hundreds of Investors
Financial Conduct Authority of the United Kingdom Publishes Statement on the Launch of the Finalized Cost Transparency Initiative Templates
Financial Conduct Authority of the United Kingdom Reports on Cryptoassests and Forex Investment Scams
China Securities Regulatory Commission Announces the Progress of Investigation into Kangmei Pharmaceutical Co., Ltd.
Shenzhen Stock Exchange Launches Brand New Upgraded of Easy IR
Shanghai Stock Exchange Releases Overview and Analysis on 2018 Annual Reports of Listed Companies
Shanghai Stock Exchange Replies to Inquiries from Reporters Concerning the Progress for Review of Issuance and Listing on Sci-tech Innovation Board
Financial Sector Conduct Authority of South Africa Invites Public Comments on Draft Conduct Standard for Banks