Hong Kong Securities and Futures Commission Issues Circular to Announce New Licensing Forms and Mandatory Electronic Submission of Annual Returns and Notifications
Hong Kong Securities and Futures Commission Issues Restriction Notices to Three Brokers to Freeze Client Accounts Related to Suspected Market Misconduct
Hong Kong Securities and Futures Commission Revokes W. Falcon Asset Management (Asia) Limited’s License
Court of First Instance Dismisses Judicial Review Application Against Hong Kong Securities and Futures Commission
The Stock Exchange of Hong Kong Limited Publishes Consultation Conclusions on Proposed Changes to Documentary Requirements and Other Minor Rule Amendments
The Stock Exchange of Hong Kong Limited’s Announcement – in Relation to the Matter of China Fiber Optic Network System Group Limited (in Liquidation) Cancellation of Listing
Hong Kong Monetary Authority Announces Global Financial Innovation Network to Invite Applications for Testing Innovative Products
Hong Kong Monetary Authority Issues Circular on Remote On-boarding of Individual Customers
Hong Kong Monetary Authority Issues Circular on Interest Rate Risk in the Banking Book: Frequently Asked Questions
Hong Kong Monetary Authority Issues Circular on Self-assessment of Compliance with the Code of Banking Practice 2018
China Eyes Further Opening-up in Updated Draft Foreign Investment Law
U.S. Securities and Exchange Commission Charges Founder of Online Gaming Company Defrauding Investors
U.S. Securities and Exchange Commission Charges Former Senior Attorney at Apple With Insider Trading
U.S. Securities and Exchange Commission Charges Deloitte Japan With Violating Auditor Independence Rules
U.S. Securities and Exchange Commission Extends Comment Period for Rulemaking Proposal Regarding Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts
U.S. Financial Industry Regulatory Authority Inc. Announces Three Materially New Risk Monitoring and Examination Priorities
Monetary Authority of Singapore Allows Banks to Delay Implementation of E-Payment User Protection Guidelines
Monetary Authority of Singapore’s Responses to Public Inquiry about “Can Remittance Companies Lend Money”
Monetary Authority of Singapore Sets Up Corporate Governance Advisory Committee to Promote Good Corporate Governance
Nanyang Technological University Singapore and WeBank Set up Fintech Research Center
Financial Conduct Authority of the United Kingdom Launches Consultation on General Insurance Value Measures Data
Financial Conduct Authority of the United Kingdom Proposes New Measures to Encourage Effective Stewardship
Financial Conduct Authority of the United Kingdom Outlines How It Would Use the Temporary Transitional Power
Financial Conduct Authority of the United Kingdom Agrees Memoranda of Understanding with European Securities and Markets Authority and European Union Regulators to Allow Cooperation and Exchange of Information
Financial Conduct Authority of the United Kingdom Publishes its New Rules Following its Asset Management Market Study
Financial Conduct Authority of the United Kingdom Fines Former Fund Manager Paul Stephany
European Securities and Markets Authority Agrees No-deal Brexit Memoranda of Understanding with the Bank of England for Recognition of UK Central Counterparties and UK Central Securities Depository
Australian Securities and Investments Commission Announces its Preparation for Brexit
International Organization of Securities Commissions Seeks Public Opinion on Proposed Recommendations Related to Sustainable Finance
British Virgin Islands Government Announces Legislation Passed to Address European Union’s Economic Substance Concerns
Financial Reporting Council of Nigeria Publishes Nigerian Code of Corporate Governance 2018
UAE Abu Dhabi Global Market Undertakes Public Consultation on Revisions to Its Anti-Money Laundering Regime
Hong Kong Financial Services Development Council Releases Report on Enhancing Mandatory Provident Fund System in Hong Kong
Shanghai Stock Exchange Issues Notice to Solicit Public Opinion on the Establishment of the Sci-Tech Innovation Board and Piloting the Registration System