China Securities Regulatory Commission and Hong Kong Securities and Futures Commission Sign Memorandum of Understanding to Enhance Supervisory Cooperation and Exchange of Information of Cross-Boundary Regulated Entities
Hong Kong Securities and Futures Commission and China Securities Regulatory Commission Hold Joint Training on Digital Forensics
Highlights of Speech by Mr. Brian Ho, Executive Director, Corporate Finance of the Hong Kong Securities & Futures Commission, at the 12th Annual Conference of the Hong Kong Investment Funds Association on “Corporate Conduct – Two Years into Front-loaded Regulation”
Highlights of Speech by Mr. Ashley Alder, Chief Executive Officer of Hong Kong Securities and Futures Commission at HKSI Institute Roundtable Luncheon on New Approach to Regulation
Hong Kong Securities and Futures Commission Issues Circular to Licensed Corporations and Associated Entities Encouraging the Use of e-STR for Suspicious Transaction Reporting
Hong Kong Securities and Futures Commission Commences Market Misconduct Tribunal Proceedings against Health and Happiness (H&H) International Holdings Ltd and its Chairman for Late Disclosure of Inside Information
Hong Kong Securities and Futures Commission Reprimands and Fines SFM HK Management Limited HK$1.5 Million Over Naked Short Selling
Hong Kong Securities and Futures Commission Concludes Consultation on Amendments to the Code on Unit Trusts and Mutual Funds
Hong Kong Privacy Commissioner for Personal Data Receives Credit Data Breach Notification from TransUnion Limited
Hong Kong Insurance Authority Consults on the Financial and Other Requirements for Licensed Insurance Broker Companies
Hong Kong Insurance Authority Publishes Annual Report 2017-18
Monetary Authority of Singapore Finalized New Regulatory Framework to Enhance Payment Services in Singapore
Monetary Authority of Singapore and Shanghai Municipal Financial Regulatory Bureau Set to Strengthen Financial Linkages
Monetary Authority of Singapore Announces New S$30 Million Grant to Enhance Cybersecurity Capabilities in Financial Sector
Singapore Exchange Regulation Proposes Changes to Listings Review Process and Regulation of Issue Managers
U.S. Securities and Exchange Commission Charges Four in Fraudulent Microcap Manipulation Scheme Orchestrated Through International Accounts
U.S. Securities and Exchange Commission Charges Self-Described Promoter with Microcap Market Manipulation Scheme
Two Celebrities Charged by U.S. Securities and Exchange Commission with Unlawfully Touting Coin Offerings
Shanghai Stock Exchange Implements China Securities Regulatory Commission’s Guiding Opinions, Accelerates Revision of Rules for Trading Suspension and Resumption
Shanghai Stock Exchange Continues to Optimize and Improve the Stock Connect Mechanism
Shanghai Stock Exchange Issues New Rules on Compulsory Delisting for Serious Violations
Shenzhen Stock Exchange Severely Cracks down on Illegal Possession of Funds by Controlling Shareholders and De Facto Controllers of Listed Companies
Shenzhen Stock Exchange Holds the 2018 IT Symposium to Promote the Digital Transformation and Development of the Capital Market
Shenzhen Stock Exchange Issues Guidelines Against High-Ratio Bonus Issue and Stock Dividend Distribution
Financial Conduct Authority of United Kingdom Announces New Settlement Internalization Reporting Requirement
Financial Conduct Authority of the United Kingdom Proposes Introduction of Price Cap on Rent-to-Own Firms to Protect Vulnerable Consumers from High Costs
Highlights of Speech by Christopher Woolard, Executive Director of Strategy and Competition at the Financial Conduct Authority of the United Kingdom on Regulation of Cryptoassets
Financial Conduct Authority of the United Kingdom Publishes Decision Notice against Former CEO of Sonali Bank (UK) Ltd for Anti-money Laundering Failings
SIX Swiss Exchange Hosts World’s First Crypto Index ETP Listing by Amun
Australian Securities and Investments Commission Urges Financial Advisers to Ensure Registration by December 31, 2018
Highlights of Speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission on Recent Initiatives to Strengthen Underwriting Standards