Financial Services Regulatory Update 2018/10/26

  • The Listing Committee of The Stock Exchange of Hong Kong Limited Censures NNK Group Limited and a Number of its Current and Former Directors for Breaching the Listing Rules and/or the Director’s Undertaking for Failing to Make Proper Disclosure in Prospectus
  • The Stock Exchange of Hong Kong Limited’s Announcement in Relation to Cancellation of Listing of China Annual Healthcare Limited
  • The Stock Exchange of Hong Kong Limited’s Announcement in Relation to Cancellation of Listing of Han Tang International Holdings Limited
  • Hong Kong Companies Registry Issues Circular on Translation and Certification of Documents under the Companies Ordinance
  • Securities and Futures Commission of Hong Kong Concludes Consultation on Amendments to Anti-money Laundering and Counter-financing of Terrorism Guidelines
  • Hong Kong Court of Final Appeal Allows Securities and Futures Commission’s Appeal against Market Misconduct Tribunal’s Decision Regarding Insider Dealing in Asia Telemedia Limited Shares
  • The Securities and Futures Commission of Hong Kong Concludes Further Consultation on Financial Resources Rules
  • Indonesia and Singapore Strengthen Cooperation in FinTech
  • The Securities and Futures Commission of Hong Kong Encourages the Public to Report Fraud and Misconduct
  • Shenzhen Stock Exchange Signs Strategic Cooperation Agreement to Facilitate Sino-Norwegian Cooperation on Technological Innovation
  • Shenzhen Stock Exchange Signs Memorandums of Understanding with Moscow Exchange and Warsaw Stock Exchange
  • Notice on Public Consultation for the Interim Measures Regarding the Listing and Trading of Depository Receipts under the Stock Connect Scheme between Shanghai Stock Exchange and London Stock Exchange
  • Financial Conduct Authority of the United Kingdom Opens a Discussion on the Impact of Climate Change and Green Finance on Financial Services
  • U.S. Securities and Exchange Commission Investigative Report: Public Companies Should Consider Cyber Threats When Implementing Internal Accounting Controls
  • U.S. Securities and Exchange Commission Launches New Strategic Hub for Innovation and Financial Technology
  • U.S. Securities and Exchange Commission Suspends Former BDO Accountants for Improperly “Predating” Audit Work Papers
FS_Regulatory_Update_JML_20181026

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