Highlights of the Speech by Ms. Julia Leung, Deputy Chief Executive Officer and Executive Director, Intermediaries of the Hong Kong Securities and Futures Commission, at 2018 Refinitiv Pan Asian Regulatory Summit on Addressing Misconduct in Capital Markets
Hong Kong Securities and Futures Commission Concludes Consultation on the Offline Sale of Complex Products
Hong Kong Securities and Futures Commission Issues Circular to Remind Intermediaries Use of “Nominees” and “Warehousing” Arrangements in Market and Corporate Misconduct
Hong Kong Securities and Futures Commission Froze the Assets of An Unnamed Chairman of a Listed Company on Suspicion of Fraud
Hong Kong Securities and Futures Commission and the Financial Conduct Authority of the United Kingdom Sign Memorandum of Understanding on United Kingdom-Hong Kong Mutual Recognition of Funds
U.S. Securities and Exchange Commission Obtains Final Judgment Against Former Nomura Securities International’s Residential Mortgage Backed Securities Trading Supervisor
Elon Musk Settles U.S. Securities and Exchange Commission Fraud Charges; Tesla Charged with and Resolves Securities Law Charge
China’s Ministry of Finance Issues Renminbi Sovereign Bonds through Central Moneymarkets Unit of Hong Kong Monetary Authority
U.S. Securities and Exchange Commission Charges Stryker Corporation A Second Time for Foreign Corrupt Practices Act Violations
Credit Suisse Securities (USA) LLC Agrees to Pay US$10 Million to Settle U.S. Securities and Exchange Commission’s Charges Related to Handling of Retail Customer Orders
Singapore Exchange Launches New FTSE ST Singapore Shariah Index
Hong Kong Insurance Authority Consults on Proposed Guidelines on (i) “Fit and Proper” Criteria and (ii) Continuing Professional Development Requirements for Licensed Insurance Intermediaries
Monetary Authority of Singapore Issues Guidelines to Facilitate Provision of Digital Advisory Services
Monetary Authority of Singapore’s Cyber Security Advisory Panel Proposes Ways to Enhance Financial Sector Cyber Resilience
Financial Conduct Authority of the United Kingdom Fines Tesco Bank £16.4m for Failures in 2016 Cyber Attack
Highlights of the Speech by Mr. Fang Xinghai, Vice Chairman of China Securities Regulatory Commission, at the FTSE Russell 2018 China A Share Evaluation Results Press Release and Seminar