Financial Services Regulatory Update 2018/09/28

  • Hong Kong Monetary Authority Launches Faster Payment System
  • China’s Amendments to the Individual Income Tax Law and Its Implication for Hong Kong
  • The Stock Exchange of Hong Kong Limited Issues Consultation Paper on Proposal relating to Trading Suspension of Listed Issuers with Disclaimer or Adverse Audit Opinion on Financial Statements
  • U.S. Securities and Exchange Commission Charges Biopharmaceutical Company, Executives with Misleading Investors about Cancer Drug
  • U.S. Securities and Exchange Commission Charges Unregistered Sales of Securities Issued Under EB-5 Immigrant Investor Program
  • Hong Kong Securities and Futures Commission Reprimands and Fines Huatai Financial Holdings (Hong Kong) Limited HK$800,000 Over Naked Short Selling
  • Hong Kong Securities and Futures Commission Bans Ngo Wing Chun for Misappropriation of Customer Data upon Change of Employment
  • Highlights of the Speech by Mr Ashley Alder, Chief Executive Officer of the Hong Kong Securities & Futures Commission at Hong Kong Investment Funds Association Luncheon with Updates on the Commission’s Asset Management Strategy for Hong Kong
  • Highlights of the Speech by Mr Carlson Tong, Chairman of the Hong Kong Securities & Futures Commission at Hong Kong General Chamber of Commerce Seminar with Updates on the Commission’s New Regulatory Approach to Tackle Corporate Governance Problems And Listed Company Misconduct
  • Hong Kong Securities and Futures Commission Announces Green Finance Strategic Framework
  • Singapore Exchange Proposes New “Trade At Close” Session for Securities Market
  • Petrobras Reaches Settlement with U.S. Securities and Exchange Commission for Misleading Investors
FS_Regulatory_Update_JML_20180928

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