Financial Services Regulatory Update 2018/09/14

  • Hong Kong Court of Final Appeal Dismisses Moody’s Appeal Against the Determination of the Securities and Futures Appeals Tribunal on March 31, 2016 which Affirmed the Securities and Futures Commission’s Decision to Reprimand and Fine Moody’s for Breaching the Code of Conduct in its Preparation and Publication of a Special Comment Report in 2011
  • Hong Kong Securities and Futures Commission Issues Reminder to Intermediaries about Compliance with Notification Requirement under Rule 12.5 of the Code of Conduct
  • The Hong Kong Monetary Authority Designates Two Retail Payment Systems
  • Hong Kong Exchanges and Clearing Limited’s US Dollar Gold Futures Receive Approval in Taiwan
  • The China Securities Regulatory Commission and Relevant Departments Propose to Improve the Share Repurchase System of Listed Companies via Consultation on Amendment to the Company Law of the People’s Republic of China
  • The Monetary Authority of Singapore Consults on Measures to Strengthen Cyber Resilience of Financial Institutions
  • U.S. Securities Exchange Commission Awards More Than US$54 Million to Two Whistleblowers
  • Highlights of the Speech by Julia Leung, Deputy Chief Executive Officer and Executive Director, Intermediaries of Hong Kong Securities and Futures Commission at Hong Kong Chinese Enterprises Association Seminar with Update on the Commission’s Supervision Approach
  • Hong Kong Financial Services Development Council’s Response to the Securities and Futures Commission’s Consultation on Anti-Money Laundering and Counter-Terrorist Financing Guidelines
FS_Regulatory_Update_JML_20180914

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