Financial Services Regulatory Update 2018/08/17

  • Hong Kong Insurance Authority and China Banking and Insurance Regulatory Commission Implement Preferential Treatment to Promote the Development of Hong Kong Reinsurance Industry
  • Circular on Hong Kong Securities and Futures Commission Disciplinary Fining Guidelines
  • The Stock Exchange of Hong Kong Limited Publishes Consultation Paper on Review Structure in Relation to Listing Committee Decisions
  • Hong Kong Monetary Authority Reprimands and Fines Shanghai Commercial Bank Limited for Contraventions of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
  • Hong Kong Securities and Futures Commission Bans Cham Nga Yin for Life
  • Hong Kong Market Misconduct Tribunal Finds China AU Group Holdings Limited’s Former CEO and Related Persons Culpable of Market Manipulation
  • Singapore Exchange Welcomes the Listing of Asia’s First Infrastructure Project Finance Securitization Notes
  • Monetary Authority of Singapore Accepts Recommendations from Corporate Governance Council and Issues Revised Code of Corporate Governance
  • U.S. Securities and Exchange Commission Charges Mizuho Securities USA LLC for Failure to Safeguard Customer Information
  • Highlights of the Speech by the Secretary for Financial Services and the Treasury Bureau of Hong Kong at Asia Pacific Loan Market Association Annual Syndicated Loan Market Conference
  • Highlights of the Speech by the Secretary for Financial Services and the Treasury Bureau of Hong Kong at 2018 Annual Conference of In-House Lawyers
  • Highlights of the Speech by the Secretary for Financial Services and the Treasury Bureau of Hong Kong at 17th Hong Kong Venture Capital and Private Equity Association China Private Equity Summit
FS_Regulatory_Update_JML_20180817

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