Hong Kong Securities and Futures Commission Consults on Amendments to Anti-money Laundering and Counter-terrorist Financing Guidelines
Hong Kong Securities and Futures Commission Reprimands and Fines CCB International Capital Limited HK$24 Million for Sponsor Failures
Hong Kong Securities and Futures Commission Reprimands and Fines Citigroup Global Markets Asia Limited HK$4 Million for Alternative Liquidity Pool FailuresHong Kong Securities and Futures Commission Amends the Codes on Takeovers and Mergers and Share Buy-backs
Hong Kong Securities and Futures Commission Reprimands and Fines HSBC Broking Securities (Asia) Limited HK$9.6 Million for Regulatory Breaches Over Bond Sale
Hong Kong Exchanges and Clearing Limited and Mainland Exchanges Agree on Adjusting Inclusion Arrangements For Eligible Securities Under Stock Connect’s Southbound Trading
The Stock Exchange of Hong Kong Limited Updates and Streamlines Some of Its Guidance Materials Relating to Guidance Letters and Frequently Asked Questions
The Stock Exchange of Hong Kong Limited Publishes Guide on Listing New Structed Products
HKMC Annuity Limited Launches Annuity Plan
Hong Kong Companies Registry Announces Introduction of Open-ended Fund Company Structure
US Securities and Exchange Commission Charges Credit Suisse Group AG with Foreign Corrupt Practices Act Violations
US Securities and Exchange Commission Charges Attorney and Law Firm Business Manager with Illegal Sales of UBI Blockchain Internet Stock
The Bank of England, Prudential Regulation Authority and Financial Conduct Authority Publish Discussion Paper on Building the Financial Sector’s Operational Resilience
Singapore Exchange Proposes to Recalibrate Financial and Capital Requirements of Bank and Remote Members
SIX Swiss Exchange Launches Full End-to-end and Fully Integrated Digital Asset Trading, Settlement and Custody Service