Financial Services Regulatory Update 2018/04/27

  • Altaba, Formerly Known As Yahoo!, Agreed to Pay US$35 Million to Settle Charges by U.S. Securities Exchange Commission for Failing to Disclose Massive Cybersecurity Breach
  • Hong Kong’s Listing Regime Enters New Era, Featuring Emerging and Innovative Firms
  • A Company’s Listing on China National Equities Exchange and Quotations and H Shares Market Made Possible
  • Hong Kong Stock Exchange Updates Guidance Letter on Initial Public Offering Vetting and Suitability for Listing
  • Hong Kong Monetary Authority’s Knowledge Kit for Independent Non-Executive Directors
  • Hong Kong Securities and Futures Commission Reprimands and Fines CN Capital Management Limited and Responsible Officers HK$1.2 Million over Regulatory Breaches
  • Shenzhen Stock Exchange Puts Emphasis on the Supervision of Disclosure to Fight Against Environmental Pollution
FS_Regulatory_Update_JML_20180427

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