Financial Services Regulatory Update 2018/03/30

  • Hong Kong Regulators Consult on Further Enhancements to the Over-The-Counter Derivatives Regulatory Regime
  • The Hong Kong Securities and Futures Commission’s Regulatory Action Halts Initial Coin Offer to Hong Kong Public
  • The Hong Kong Securities and Futures Commission Identifies Continued Deficiencies in Sponsor Work
  • Hong Kong’s Requirement for Publication of Full Property Valuation Reports on the Stock Exchange Website When Summary Valuation is Included in Takeovers Code Document
  • The Hong Kong Securities and Futures Commission Concludes Consultation on Online Platforms and Further Consults on Offline Requirements for Complex Products
  • Hong Kong Stock Exchange’s Guidance on Why the Exchange Returned Certain Listing Applications (HKEX-LD119-2018)
  • Hong Kong Stock Exchange’s Guidance on Why the Exchange Returned Certain Listing Applications (HKEX-LD120-2018)
  • HKMA’s Enhanced Competency Framework on Anti-Money Laundering and Counter-Financing of Terrorism
  • HKMA’s Implementation Guidance on Securitization Framework under Banking (Capital) Rules
  • Notice on The Publication of Guidelines for the Employees’ Performance in Banking Financial Institutions Issued by China Banking Regulatory Commission
  • India’s Changing Financial Landscape
  • U.S. Securities and Exchange Commission Stops Ponzi-Schemer Targeting Retail Investors and Obtains Preliminary Injunction and Asset Freeze
FS_Regulatory_Update_JML_20180330

PDF Version