Financial Services Regulatory Update 2018/03/02

  • SEHK Launches Director Training Webcast on IPOs
  • HKMA’s Amendments to “Guideline on Anti-Money Laundering and Counter-Terrorist Financing”
  • Hong Kong SFC’s Enforcement Priorities for 2018
  • Hong Kong Court Orders Titan’s Former Senior Executive and His Mother to Make Payments to Investors Over Insider Dealing in Titan Shares
  • Hong Kong SFC Obtains Disqualification and Compensation Orders Against Former Chairman and Directors of Starlight Culture Entertainment Group
  • SEHK’s Consultation Paper Seeking Public Feedback on Proposed New Rules to Expand Hong Kong’s Listing Regime for Emerging and Innovative Companies
  • New Hong Kong Requirements for Companies to Keep Significant Controllers Registers Commence Operation
  • New Hong Kong Licensing Regime for Trust or Company Service Providers Commences Operation
  • Notice of China Insurance Regulatory Commission Regarding the Issuance and Publication of Guideline Against Insurance Fraud
  • Singapore’s MAS Proposes Regulations on the Trading of OTC Derivatives in Organized Markets
  • U.S. SEC Charges Former Bitcoin-Denominated Exchange and Operator With Fraud
FS_Regulatory_Update_JML_20180302

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