• HKEX Lays Out Key Plans for 2018
• SEHK Publishes Guidance Letters on Pricing Flexibility for IPOs and Placing Tranche Reallocation in IPOs
• Hong Kong SFC’s Circular to Licensed Corporations on Best Execution
• Hong Kong SFC Identifies Compliance Failures in the Distribution of Fixed-income and Structured Products
• China Securities Regulatory Commission: Pay Close Attention to Outstanding Issues of Speculation of Highly-priced Shares and Concept Companies’ Shares
• China Securities Regulatory Commission Will Adopt Supervision Measures Against Six Securities Firms and Three Fund Companies
• Eight Ministries of China Jointly issued the Guiding Opinions on Improving and Strengthening Marine Economic Development in Financial Services
• Seven Ministries of China Jointly Issued a Circular to Support All Types of Enterprises to Carry Out Market-Oriented Debt-to-Equity Conversion
• U.S. Securities and Exchange Commission Invites Regulated Entities to Voluntarily Submit Self-Assessments of Diversity Policies and Practices

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