Category: Publications
Response to Consultation Paper on the Securities and Futures (Open-ended Fund Companies) Rules and Code on Open-ended Fund Companies
Financial Services Regulatary Update 2017/08/18
JML’s Views on the New Board Consultation Paper
JML’s Views on the New Board Consultation Paper
Hong Kong Licensed Corporations Alert 2017/08/15
Financial Services Regulatary Update 2017/08/04
SFC’s New Requirement on a Licensed Person’s Reorganization and Struture
Financial Services Regulatary Update 2017/07/21
Financial Services Regulatary Update 2017/07/07
Latest Proposals regarding HKEX Board Reforms
Impact of Bond Connect on Hong Kong Capital Markets
Risk-based ESG Reporting
Propositions of Crowdfunding Regime in Hong Kong – Part II
Propositions of Crowdfunding Regime in Hong Kong – Part I
Use of Advertisement and Guides for Prospectuses in Hong Kong