Hong Kong Market Misconduct Tribunal Finds Magic Holdings International Limited and Its Directors Culpable of Late Disclosure of Inside Information
Hong Kong Securities and Futures Commission Issues Guidance to Fund Industry Amidst COVID-19 Outbreak
Hong Kong Securities and Futures Commission Extends Three Deadlines for Implementation of Regulatory Expectations and Issues Reminder of Order Recording Requirements under COVID-19 Pandemic
The Hong Kong Monetary Authority and Hong Kong Securities and Futures Commission Issues Consultation on Annual Update to the List of Financial Services Providers under the OTC Derivatives Regulatory Regime
The Hong Kong Monetary Authority Publishes A Study of the Impact of Future Initial Public Offerings on Hong Kong Inter-bank Offered Rate
Hong Kong Securities and Futures Commission Sanctions China Rise Securities Asset Management Company Limited’s Former Responsible Officers
Hong Kong Securities and Futures Commission Bans Mo Shau Wah for Life
Hong Kong Exchanges and Clearing Limited Welcomes Its First Listing of Iron Ore Futures ETF
Survey Conducted by Hong Kong Exchanges and Clearing Limited Finds Significant Growth in Hong Kong Derivatives Market
U.S. Commodity Futures Trading Commission Issues Final Interpretive Guidance on Actual Delivery for Digital Assets
U.S. Securities and Exchange Commission Charges Unregistered Penny Stock Dealer
U.S. Securities and Exchange Commission Provides Conditional Regulatory Relief for Registered Transfer Agents and Certain Other Persons Affected by the Coronavirus Disease 2019 (COVID-19)
U.S. Securities and Exchange Commission Provides Temporary Flexibility to Registered Investment Companies Affected by Coronavirus Disease 2019 (COVID-19) with Permission to Use Additional Funding and Other Tools to Manage Portfolios for the Benefit of Investors
U.S. Securities and Exchange Commission Extends Conditional Exemptions from Reporting and Proxy Delivery Requirements for Public Companies, Funds, and Investment Advisers Affected by Coronavirus Disease 2019 (COVID-19)
U.S. Securities and Exchange Commission Provides Additional Temporary Regulatory Relief in Terms of Filing Obligations to Market Participants Affected by Coronavirus Disease 2019 (COVID-19)
China Securities Regulatory Commission Presents Confidence in the Continuing Reform and Opening-up of Chinese Capital Market
Shanghai Stock Exchange Issues Interim Provisions on Application and Recommendation of Enterprises for Issuance and Listing on STAR Market
Shenzhen Stock Exchange Stresses the Responsibilities of Intermediaries in Sustaining a Favorable Ecosystem of Bond Market
The European Commission Prolongs the Validity of Block Exemption for Liner Shipping Consortia to April 25, 2024
The European Commission Amends Short-term Export-credit Insurance Communication in Light of Economic Impact of Coronavirus Outbreak
Australian Securities and Investments Commission Facilitating Capital Raisings to Assist Companies Need to Raise Funds from Investors Urgently during COVID-19 Period
Comments by Monetary Authority of Singapore on Covid-19 (Temporary Measures) Bill
The Competition Commission of Hong Kong Takes Textbook Cartel Case to the Hong Kong Competition Tribunal
The Competition Commission of Hong Kong Issues Statement Regarding the COVID-19 Outbreak
The Privacy Commissioner of Hong Kong issues COVID-19 Pandemic Guidelines for Employers and Employees