- Hong Kong Independent Commission Against Corruption’s Promotion and Enforcement for Integrity in the Banking Industry
- U.S. Law Firm Fined GBP300,000 by Solicitors Disciplinary Tribunal of England and Wales for Anti-money Laundering Breaches
- Hong Kong Securities and Futures Commission Suspends Finfluencer for Unlicensed Investment Advice
- Hong Kong Securities and Futures Commission Releases Quarterly Report Showing Strong Momentum in Hong Kong’s Capital Markets Towards End of 2024
- Hong Kong Insurance Authority Secures First Conviction Against Licensed Insurance Broker for Failure to Submit Audited Financial Statements
- The China Securities Regulatory Commission Issues “Guideline No. 11 on the Supervision of Listed Companies — Matters Related to the Bankruptcy Reorganization of Listed Companies
- Hong Kong Accounting and Financial Reporting Council Publishes Report Digest: Reminders for 2024/25 Year-End Audits
- Hong Kong Exchanges and Clearing Limited Signs MOU with CMU OmniClear to Enhance the Post-Trade Securities Infrastructure of Hong Kong’s Capital Markets
- OTC Clearing Hong Kong Limited to Accept China Government Bonds, Policy Bank Bonds as Collateral for All Derivatives from 21 March 2025
Month: March 2025
Establishing an Effective Regulatory Ecosystem for Fund Management
Establishing an Effective Regulatory Ecosystem for Fund Management
Funds Can Leverage Regulatory Insights to Bolster Compliance and Governance in Hong Kong’s Asset Management Industry
Establishing an Effective Regulatory Ecosystem for Fund Management_en